Form D · Hedge Fund

BGA Horizon Fund, LLC - GGLP Series

Boston, MA · CIK 0001627348

Offering snapshot reported Mar 5, 2018 · SEC filing

Reported sold
$7.17M
Offering amount: $7.17M
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 1, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 5, 2018Initial$7,170,074No comparison11SEC filing
Mar 6, 2017Amendment$7,170,074$20,074vs Mar 7, 201611SEC filing
Mar 7, 2016Amendment$7,150,000$0vs Mar 9, 201510SEC filing
Mar 9, 2015Amendment$7,150,000$0vs Dec 8, 201410SEC filing
Dec 8, 2014Initial$7,150,000No comparison10SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-306901
The offering is an ongoing offering, without a cap, and is therefore of an "indefinite" amount. "Total Amount Sold" is based on initial amounts contributed and does not reflect redemptions, distributions, appreciation or depreciation.

Source: Form D, filed Mar 5, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BGA HORIZON FUND, LLC - GGLP SERIES

Investment adviser: BATTERY GLOBAL ADVISORS, LLC

Gross asset value
$6M
Beneficial owners
10
ADV minimum commitment
$0

Reported in Form ADV on Jul 7, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG BOSTON, Massachusetts, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

Filing source

Form ADV 1126255 · Jul 7, 2017 · Schedule D 7.B.(1), fund 805-7712247213

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Battery Global Advisors, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1 Marina Park Dr Ste 1150
Boston, MA, 02210