Form D · Other Investment Fund

BGA Horizon Fund, LLC - Columbia Spectrum IV Series

Boston, MA · CIK 0001829869

Offering snapshot reported Oct 26, 2020 · SEC filing

Reported sold: $45.6M
Investors reported: 88
Minimum accepted: $0
First sale: Oct 23, 2020

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 26, 2020	Initial	$45,595,000	No comparison	88	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-378795

Source: Form D, filed Oct 26, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BGA HORIZON FUND, LLC - COLUMBIA SPECTRUM IV SERIES

Investment adviser: BATTERY GLOBAL ADVISORS, LLC

Gross asset value: $45.7M
Beneficial owners: 78
ADV minimum commitment: $0

Reported in Form ADV on Nov 4, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAK BROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SANDLER & COMPANY, P.C. NEEDHAM, Massachusetts, United States

Custodian CAMBRIDGE TRUST COMPANY CAMBRIDGE, Massachusetts, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SANDLER & COMPANY, P.C.
PCAOB 3709

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

Filing source

Form ADV 1575740 · Nov 4, 2021 · Schedule D 7.B.(1), fund 805-2967733693

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Battery Global Advisors, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1 Marina Park Dr Ste 1150
Boston, MA, 02210