Form D · Hedge Fund

BGA Horizon Fund, LLC - Candlewood Harvest Taxable Series

Boston, MA · CIK 0001602612

Offering snapshot reported Mar 1, 2019 · SEC filing

Reported sold
$12.2M
Offering amount: $12.2M
Investors reported
13
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.08M$12.2MMar 13, 2014: $8,075,000.00Mar 13, 2014Mar 9, 2015: $10,400,000.00Mar 8, 2016: $10,400,000.00Mar 6, 2017: $10,650,000.00Mar 5, 2018: $11,155,000.00Mar 1, 2019: $12,160,000.00Mar 1, 2019: $12,160,000.00Mar 1, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 1, 2019Amendment$12,160,000$1,005,000vs Mar 5, 201813SEC filing
Mar 1, 2019Amendment$12,160,000$0vs Mar 1, 201913SEC filing
Mar 5, 2018Amendment$11,155,000$505,000vs Mar 6, 201713SEC filing
Mar 6, 2017Amendment$10,650,000$250,000vs Mar 8, 201611SEC filing
Mar 8, 2016Amendment$10,400,000$0vs Mar 9, 201511SEC filing
Mar 9, 2015Amendment$10,400,000$2,325,000vs Mar 13, 201411SEC filing
Mar 13, 2014Initial$8,075,000No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-213552
"Total Amount Sold" is based on initial amounts contributed and does not reflect redemptions, distributions, appreciation or depreciation.

Source: Form D, filed Mar 1, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BGA HORIZON FUND, LLC - CANDLEWOOD HARVEST TAXABLE SERIES

Investment adviser: BATTERY GLOBAL ADVISORS, LLC

Gross asset value
$10.8M
Beneficial owners
10
ADV minimum commitment
$0

Reported in Form ADV on Mar 26, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP BOSTON, Massachusetts, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG, LLP
PCAOB 185

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

Filing source

Form ADV 1194876 · Mar 26, 2018 · Schedule D 7.B.(1), fund 805-4299514872

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Battery Global Advisors, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1 Marina Park Dr Ste 1150
Boston, MA, 02210