Form D · Hedge Fund

BGA Horizon Fund, LLC - BOC Series

Boston, MA · CIK 0001691732

Offering snapshot reported Mar 3, 2023 · SEC filing

Reported sold
$27M
Offering amount: $27M
Investors reported
61
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.5M$27MDec 8, 2016: $7,375,000.00Dec 8, 2016Mar 6, 2017: $7,375,000.00Mar 5, 2018: $7,375,000.00Mar 5, 2018: $7,375,000.00Mar 2, 2020: $15,176,986.00Mar 1, 2021: $16,047,986.00Mar 7, 2022: $26,470,986.00Mar 3, 2023: $26,970,986.00Mar 3, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$26,470,986 → $26,970,986

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 3, 2023Amendment$26,970,986$500,000vs Mar 7, 202261SEC filing
Mar 7, 2022Amendment$26,470,986$10,423,000vs Mar 1, 202161SEC filing
Mar 1, 2021Amendment$16,047,986$871,000vs Mar 2, 202056SEC filing
Mar 2, 2020Amendment$15,176,986$7,801,986vs Mar 5, 201856SEC filing
Mar 5, 2018Amendment$7,375,000$0vs Mar 5, 201824SEC filing
Mar 5, 2018Amendment$7,375,000$0vs Mar 6, 201724SEC filing
Mar 6, 2017Amendment$7,375,000$0vs Dec 8, 201624SEC filing
Dec 8, 2016Initial$7,375,000No comparison24SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-275933
The offering is an ongoing offering, without a cap, and is therefore of an "indefinite" amount. "Total Amount Sold" is based on initial amounts contributed and does not reflect redemptions, distributions, appreciation or depreciation.

Source: Form D, filed Mar 3, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BGA HORIZON FUND, LLC - BOC SERIES

Investment adviser: BATTERY GLOBAL ADVISORS, LLC

Gross asset value
$19.6M
Beneficial owners
36
ADV minimum commitment
$0

Reported in Form ADV on Mar 27, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SANDLER & COMPANY, P.C. NEEDHAM, Massachusetts, United States
Custodian CAMBRIDGE TRUST COMPANY CAMBRIDGE, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SANDLER & COMPANY, P.C.
PCAOB 3709

Filing source

Form ADV 1968312 · Mar 27, 2025 · Schedule D 7.B.(1), fund 805-4590846074

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Battery Global Advisors, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1 Marina Park Dr Ste 1150
Boston, MA, 02210