Form D · Other Investment Fund

BGA Horizon Fund, LLC

Boston, MA · CIK 0001566237

Offering snapshot reported Jan 6, 2014 · SEC filing

Reported sold: $44.2M
Investors reported: 62
Minimum accepted: $0
First sale: Jan 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$9,750,000 → $44,200,000
Reported investors11 → 62

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 6, 2014	Amendment	$44,200,000	$34,450,000vs Jan 8, 2013	62	SEC filing
Jan 8, 2013	Initial	$9,750,000	No comparison	11	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-189719

The offering is an ongoing offering, without a cap, and is therefore of an "indefinite" amount. "Total Amount Sold" is based on initial amounts committed through 1/6/2014 and does not reflect redemptions, distributions, appreciation or depreciation.

Source: Form D, filed Jan 6, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BGA HORIZON FUND, LLC

Investment adviser: BATTERY GLOBAL ADVISORS, LLC

Gross asset value: $9.75M
Beneficial owners: 11
ADV minimum commitment: $0

Reported in Form ADV on Dec 6, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian BOSTON PRIVATE BANK & TRUST CO. BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 771038 · Dec 6, 2013 · Schedule D 7.B.(1), fund 805-2803029790

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Battery Global Advisors, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1 Marina Park Dr Suite 1150
Boston, MA, 02210