Form D · Hedge Fund

BGA Focus Fund, LLC - mREITC Series

Boston, MA · CIK 0001695405

Offering snapshot reported Jan 6, 2021 · SEC filing

Reported sold
$32.8M
Indefinite offering
Investors reported
29
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.4M$32.8MJan 23, 2017: $11,340,000.00Jan 23, 2017Jan 19, 2018: $17,295,500.00Jan 19, 2018Jan 14, 2019: $27,866,900.00Jan 14, 2019Jan 10, 2020: $32,534,900.00Jan 10, 2020Jan 6, 2021: $32,844,900.00Jan 6, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$32,534,900 → $32,844,900
  • Reported investors28 → 29

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 6, 2021Amendment$32,844,900$310,000vs Jan 10, 202029SEC filing
Jan 10, 2020Amendment$32,534,900$4,668,000vs Jan 14, 201928SEC filing
Jan 14, 2019Amendment$27,866,900$10,571,400vs Jan 19, 201823SEC filing
Jan 19, 2018Amendment$17,295,500$5,955,500vs Jan 23, 201718SEC filing
Jan 23, 2017Initial$11,340,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-278986
The offering is an ongoing offering, without a cap, and is therefore of an "indefinite" amount. "Total Amount Sold" is based on initial amounts contributed and does not reflect redemptions, distributions, appreciation or depreciation.

Source: Form D, filed Jan 6, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BGA FOCUS FUND, LLC - MREITC SERIES

Investment adviser: BATTERY GLOBAL ADVISORS, LLC

Gross asset value
$100K
Beneficial owners
17
ADV minimum commitment
$0

Reported in Form ADV on Nov 4, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SANDLER & COMPANY, P.C. NEEDHAM, Massachusetts, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SANDLER & COMPANY, P.C.
PCAOB 3709

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

Filing source

Form ADV 1575740 · Nov 4, 2021 · Schedule D 7.B.(1), fund 805-1495615442

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Battery Global Advisors, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1 Marina Park Dr Ste 1150
Boston, MA, 02210