Form D · Private Equity Fund

BERTRAM GROWTH CAPITAL IV-A, L.P.

Foster City, CA · CIK 0001796334

Offering snapshot reported Jun 23, 2021 · SEC filing

Reported sold: $875M
Investors reported: 29
Minimum accepted: $0
First sale: Dec 20, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$446,500,000 → $875,000,000
Reported investors11 → 29

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 23, 2021	Amendment	$875,000,000	$428,500,000vs Dec 17, 2020	29	SEC filing
Dec 17, 2020	Amendment	$446,500,000	No comparison	11	SEC filing
Dec 17, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-355696

The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partnership interests. The amounts set forth above are aggregated between the Issuer and certain affiliated funds.

Placement agent fees to be paid based upon a fee schedule. Such fees are offset against management fees payable by the Issuer to the extent the placement agent fees are reimbursed by the fund.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
SIXPOINT PARTNERS LLC	146067

Source: Form D, filed Jun 23, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BERTRAM GROWTH CAPITAL IV-A, L.P.

Investment adviser: BERTRAM CAPITAL MANAGEMENT LLC

Gross asset value: $656M
Beneficial owners: 29
ADV minimum commitment: $5M

Reported in Form ADV on Jun 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES BURLINGAME, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian BANK OF AMERICA SAN FRANCISCO, California, United States Related to adviser: No

Custodian JPMORGANCHASE MENLO PARK, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2109978 · Jun 1, 2026 · Schedule D 7.B.(1), fund 805-9021861346

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeffrey M. Drazan	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

950 Tower Lane, Suite 1000
Foster City, CA, 94404