Form D · Private Equity Fund

BERTRAM GROWTH CAPITAL III ANNEX FUND, L.P.

Foster City, CA · CIK 0001774628

Offering snapshot reported Apr 25, 2019 · SEC filing

Reported sold
Yet to sell
Offering amount: $100M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 25, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-338133
THE GENERAL PARTNER RESERVES THE RIGHT TO OFFER A GREATER OR LESSER AMOUNT OF LIMITED PARTNER INTERESTS.

Source: Form D, filed Apr 25, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BERTRAM GROWTH CAPITAL III ANNEX FUND, L.P.

Investment adviser: BERTRAM CAPITAL MANAGEMENT LLC

Gross asset value
$40.5M
Beneficial owners
13
ADV minimum commitment
$5M

Reported in Form ADV on Jun 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian BANK OF AMERICA SAN FRANCISCO, California, United States Related to adviser: No
Custodian JPMORGANCHASE MENLO PARK, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2109978 · Jun 1, 2026 · Schedule D 7.B.(1), fund 805-5156265604

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeffrey M. Drazan Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
950 Tower Lane, Suite 1000
Foster City, CA, 94404