Form D · Private Equity Fund

BERTRAM GROWTH CAPITAL III-A, L.P.

San Mateo, CA · CIK 0001661550

Offering snapshot reported Feb 7, 2017 · SEC filing

Reported sold
$261M
Offering amount: $500M
Investors reported
8
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 11, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 8

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 7, 2017Amendment$261,000,000No comparison8SEC filing
Jan 11, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-254913
The general partner reserves the right to offer a greater or lesser amount of limited partner interests. Total Offering Amount and Total Remaining to be Sold are aggregated together with Bertram Growth Capital III, L.P.
Placement agent fees to be paid based upon a fee schedule. Such fees are offset against the management fees payable by the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
SIXPOINT PARTNERS LLC146067

Source: Form D, filed Feb 7, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeffrey M. Drazan Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
800 Concar Drive, Suite 100
San Mateo, CA, 94402