Form D · Other Investment Fund

BERTRAM CAPITAL V-A, L.P.

Foster City, CA · CIK 0001952690

Offering snapshot reported Jan 18, 2023 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 18, 2023	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-471107

The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partnership interests. The amounts set forth above are aggregated between the Issuer and certain affiliated funds.

Source: Form D, filed Jan 18, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BERTRAM CAPITAL V-A, L.P.

Investment adviser: BERTRAM CAPITAL MANAGEMENT LLC

Gross asset value: $956M
Beneficial owners: 65
ADV minimum commitment: $5M

Reported in Form ADV on Jun 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES BURLINGAME, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian BANK OF AMERICA SAN FRANCISCO, California, United States Related to adviser: No

Custodian JPMORGANCHASE MENLO PARK, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2109978 · Jun 1, 2026 · Schedule D 7.B.(1), fund 805-7358808226

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeffrey M. Drazan	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

950 Tower Lane, Suite 1000
Foster City, CA, 94404