Form D · Investing
Berkeley Mack, LLC
New York, NY · CIK 0001753137
Offering snapshot reported Oct 10, 2018 · SEC filing
- Reported sold
- $1.95M Offering amount: $4M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 28, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 10, 2018 | Initial | $1,950,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $10K (estimated)
- Finders' fees
- $12.5K (estimated)
- Form D file number
- 021-323233
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandra Familet | 1994479 | Weild & Co · CRD 132398 |
| Jesus Casada Navarro-Rublo | None | |
| Roszell Mack III | 2386014 | Weild & Co · CRD 132398 |
Source: Form D, filed Oct 10, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Roszell Mack Iii | Executive |
Issuer details
Industry: Investing (See others in industry)
Address:
301 East 50 Th Street, Suite 18 B
New York, NY, 10022
New York, NY, 10022