Form D · Hedge Fund

BERENS GLOBAL VALUE FUND, LTD.

Grand Cayman, E9 · CIK 0001282899

Offering snapshot reported Oct 24, 2019 · SEC filing

Reported sold: $459M
Investors reported: 159
Minimum accepted: $1M
First sale: Feb 1, 2004

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$447,028,919 → $458,578,919
Reported investors155 → 159

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 24, 2019	Amendment	$458,578,919	$11,550,000vs Mar 10, 2016	159	SEC filing
May 25, 2018	Amendment	$457,578,919	$10,550,000vs Mar 10, 2016	158	SEC filing
Apr 7, 2017	Amendment	$457,278,919	$10,250,000vs Mar 10, 2016	157	SEC filing
Mar 10, 2016	Amendment	$447,028,919	$145,559,819vs Jan 3, 2013	155	SEC filing
Feb 11, 2015	Amendment	$458,679,904	$157,210,804vs Jan 3, 2013	154	SEC filing
Jan 3, 2014	Amendment	$433,529,905	$132,060,805vs Jan 3, 2013	149	SEC filing
Jan 3, 2013	Amendment	$301,469,100	$82,739,912vs Jan 4, 2012	142	SEC filing
Jan 4, 2012	Amendment	$218,729,188	$59,676,000vs Jan 7, 2011	112	SEC filing
Jan 7, 2011	Amendment	$159,053,188	$41,488,320vs Mar 16, 2009	77	SEC filing
Jan 7, 2010	Amendment	$138,187,324	$20,622,456vs Mar 16, 2009	73	SEC filing
Mar 16, 2009	Amendment	$117,564,868	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-63549

The firm(s) listed in Item 12 above are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager from the assets under management and/or the incentive allocation.

Source: Form D, filed Oct 24, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BERENS GLOBAL VALUE FUND, LTD.

Investment adviser: ALTERNATIVE INVESTMENT GROUP SERVICES, L.P.

Gross asset value: $48.9M
Beneficial owners: 17
ADV minimum commitment: $1M

Reported in Form ADV on Jan 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Custodian NORTHERN TRUST NEW YORK, New York, United States Related to adviser: No

Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

Filing source

Form ADV 1375262 · Jan 30, 2020 · Schedule D 7.B.(1), fund 805-2833947755

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Rodney B. Berens	Executive
Frank Brochin	Director
Ronan Guilfoyle	Director
Roger H. Hanson	Director
William B. Petersen	Director
Raymond T. Schilt	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Citco Fund Administration Limited 89 Nexus Way, 2nd Floor
Grand Cayman, E9, KY1-1205