Form D · Hedge Fund

Berens Emerging Managers Fund, Ltd.

Grand Cayman, E9 · CIK 0001573673

Offering snapshot reported Apr 10, 2014 · SEC filing

Reported sold: $40.5M
Investors reported: 1
Minimum accepted: $100K
First sale: Apr 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$5,500,000 → $40,520,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 10, 2014	Amendment	$40,520,000	$35,020,000vs Apr 9, 2013	1	SEC filing
Apr 9, 2013	Initial	$5,500,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-194688

Source: Form D, filed Apr 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BERENS EMERGING MANAGERS FUND, LTD.

Investment adviser: BERENS CAPITAL MANAGEMENT, LLC

Gross asset value: $35.6M
Beneficial owners: 1
ADV minimum commitment: $500K

Reported in Form ADV on Mar 18, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITI FUND SERVICES (BERMUDA), LTD HAMILTON HM 11, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 796146 · Mar 18, 2014 · Schedule D 7.B.(1), fund 805-3801263070

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ronan Guilfoyle	Director
Roger H. Hanson	Director
Raymond T. Schilt	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Citigroup Fund Services (Cayman),Ltd Cayman Corporate Centre, 27 Hospital Rd
Grand Cayman, E9, KY1-1003