Form D · Hedge Fund

BERENS CREDIT OPPORTUNITIES FUND, LTD.

Grand Cayman, E9 · CIK 0001457422

Offering snapshot reported Sep 13, 2012 · SEC filing

Reported sold: $16.6M
Investors reported: 12
Minimum accepted: $1M
First sale: Apr 1, 2004

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$11,303,907 → $16,628,000
Reported investors6 → 12

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 13, 2012	Amendment	$16,628,000	$5,324,093vs Sep 15, 2011	12	SEC filing
Sep 15, 2011	Amendment	$11,303,907	$0vs Jan 7, 2011	6	SEC filing
Jan 7, 2011	Amendment	$11,303,907	-$3,500,000vs Mar 16, 2009	6	SEC filing
Jan 7, 2010	Amendment	$14,803,907	$0vs Mar 16, 2009	10	SEC filing
Mar 16, 2009	Initial	$14,803,907	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-128063

Source: Form D, filed Sep 13, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BERENS CREDIT OPPORTUNITIES FUND, LTD

Investment adviser: BERENS CAPITAL MANAGEMENT, LLC

Gross asset value: $66.1M
Beneficial owners: 9
ADV minimum commitment: $1M

Reported in Form ADV on Mar 27, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITI FUND SERVICES (BERMUDA), LTD HAMILTON HM 11, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 723995 · Mar 27, 2013 · Schedule D 7.B.(1), fund 805-2125044477

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Rodney B. Berens	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Citi Hedge Fund Services Ltd Cayman Corporate Centre, 27 Hospital Rd
Grand Cayman, E9, KY1-1003