Form D · Hedge Fund

BERENS CAPITAL FUND, LTD.

Grand Cayman, E9 · CIK 0001173659

Offering snapshot reported Apr 7, 2017 · SEC filing

Reported sold
$276M
Indefinite offering
Investors reported
109
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Mar 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$138M$276MMar 16, 2009: $99,056,703.00Mar 16, 2009Jan 7, 2010: $119,678,703.00Jan 7, 2011: $119,817,703.00Jan 4, 2012: $125,306,503.00Jan 3, 2013: $252,948,777.00Jan 3, 2014: $276,143,597.00Feb 11, 2015: $276,143,597.00Mar 10, 2016: $276,216,097.00Apr 7, 2017: $276,216,097.00Apr 7, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 7, 2017Amendment$276,216,097$0vs Mar 10, 2016109SEC filing
Mar 10, 2016Amendment$276,216,097$23,267,320vs Jan 3, 2013109SEC filing
Feb 11, 2015Amendment$276,143,597$23,194,820vs Jan 3, 2013103SEC filing
Jan 3, 2014Amendment$276,143,597$23,194,820vs Jan 3, 2013103SEC filing
Jan 3, 2013Amendment$252,948,777$127,642,274vs Jan 4, 201297SEC filing
Jan 4, 2012Amendment$125,306,503$5,488,800vs Jan 7, 201160SEC filing
Jan 7, 2011Amendment$119,817,703$20,761,000vs Mar 16, 200945SEC filing
Jan 7, 2010Amendment$119,678,703$20,622,000vs Mar 16, 200948SEC filing
Mar 16, 2009Amendment$99,056,703No comparisonNot reportedSEC filing
Feb 26, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-43680
The firm(s) listed in Item 12 above are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager from the assets under management and/or the incentive allocation.

Source: Form D, filed Apr 7, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BERENS CAPITAL FUND, LTD

Investment adviser: BERENS CAPITAL MANAGEMENT, LLC

Gross asset value
$1.84M
Beneficial owners
15
ADV minimum commitment
$1M

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINISTRATION LIMITED CAMANA BAY, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian NORTHERN TRUST NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

Filing source

Form ADV 1195653 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-8866734163

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rodney B. Berens Executive
Frank Brochin Director
Ronan Guilfoyle Director
Roger H. Hanson Director
Raymond T. Schilt Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Citco Fund Administration Limited 89 Nexus Way, 2nd Floor
Grand Cayman, E9, KY1-1205