Form D · Hedge Fund

BERENS CAPITAL ERISA FUND, LTD.

Camana Bay, Grand Cayman, E9 · CIK 0001453890

Offering snapshot reported Mar 10, 2016 · SEC filing

Reported sold
$103M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$51.3M$103MJan 8, 2009Jan 7, 2010: $15,300,000.00Jan 7, 2011: $18,800,000.00Jan 4, 2012: $44,704,000.00Jan 3, 2013: $50,704,000.00Jan 3, 2014: $91,292,424.00Feb 11, 2015: $102,542,423.00Mar 10, 2016: $102,542,424.00Mar 10, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$50,704,000 → $102,542,424
  • Reported investors8 → 13

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 10, 2016Amendment$102,542,424$51,838,424vs Jan 3, 201313SEC filing
Feb 11, 2015Amendment$102,542,423$51,838,423vs Jan 3, 201313SEC filing
Jan 3, 2014Amendment$91,292,424$40,588,424vs Jan 3, 201313SEC filing
Jan 3, 2013Amendment$50,704,000$6,000,000vs Jan 4, 20128SEC filing
Jan 4, 2012Amendment$44,704,000$25,904,000vs Jan 7, 20118SEC filing
Jan 7, 2011Amendment$18,800,000No comparison5SEC filing
Jan 7, 2010Amendment$15,300,000No comparison4SEC filing
Jan 8, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-126047

Source: Form D, filed Mar 10, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BERENS CAPITAL ERISA FUND, LTD

Investment adviser: BERENS CAPITAL MANAGEMENT, LLC

Gross asset value
$109M
Beneficial owners
8
ADV minimum commitment
$1M

Reported in Form ADV on Aug 29, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINISTRATION LIMITED CAMANA BAY, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian NORTHERN TRUST NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1127809 · Aug 29, 2017 · Schedule D 7.B.(1), fund 805-6732216353

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Frank Brochin Director
Ronan Guilfoyle Director
Roger H. Hanson Director
Raymond T. Schilt Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Globe Op Financial Services ( Cayman) Ltd 45 Market Street, Suite 3205, 2 Nd Floor
Camana Bay, Grand Cayman, E9, KY1-9003