Form D · Hedge Fund

BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD.

New York, NY · CIK 0001413351

Offering snapshot reported Nov 1, 2016 · SEC filing

Reported sold
$66.2M
Indefinite offering
Investors reported
48
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$33.1M$66.2MMar 13, 2009: $60,367,540.00Mar 13, 2009Mar 10, 2010: $60,834,994.00Jan 28, 2011: $62,786,531.00Mar 20, 2012: $64,536,531.00Mar 19, 2013: $65,920,264.00Mar 19, 2014: $66,050,264.00Mar 20, 2015: $66,150,264.00Nov 1, 2016: $66,155,343.00Nov 1, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$66,150,264 → $66,155,343

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 1, 2016Amendment$66,155,343$5,079vs Mar 20, 201548SEC filing
Mar 20, 2015Amendment$66,150,264$100,000vs Mar 19, 201448SEC filing
Mar 19, 2014Amendment$66,050,264$1,513,733vs Mar 20, 201248SEC filing
Mar 19, 2013Amendment$65,920,264$1,383,733vs Mar 20, 201248SEC filing
Mar 20, 2012Amendment$64,536,531$1,750,000vs Jan 28, 201148SEC filing
Jan 28, 2011Amendment$62,786,531$1,951,537vs Mar 10, 201045SEC filing
Mar 10, 2010Amendment$60,834,994$467,454vs Mar 13, 200943SEC filing
Mar 13, 2009Amendment$60,367,540No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-108956

Source: Form D, filed Nov 1, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE FUND LTD

Investment adviser: BERENS CAPITAL MANAGEMENT, LLC

Gross asset value
$5.64M
Beneficial owners
7
ADV minimum commitment
$1M

Reported in Form ADV on Aug 29, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (CHARLOTTE) LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP MELVILLE, New York, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1127809 · Aug 29, 2017 · Schedule D 7.B.(1), fund 805-2007057027

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Frank Brochin Director
James P. Canales Director
Zineb Guessous Director
John Santoleri Director
Raymond T. Schilt Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Berens Capital Management, Llc 717 Fifth Avenue, Floor 12 A
New York, NY, 10022