Form D · Private Equity Fund

Benefit Street Partners CML SMA 1 L.L.C.

New York, NY · CIK 0001694178

Offering snapshot reported Jan 18, 2017 · SEC filing

Reported sold
$50M
Offering amount: $50M
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 15, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 18, 2017Initial$50,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$60.4K
Finders' fees
$0
Form D file number
021-278656

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
FAP USA, L.P.145860

Source: Form D, filed Jan 18, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BENEFIT STREET PARTNERS CML SMA 1 L.L.C.

Investment adviser: BENEFIT STREET PARTNERS L.L.C.

Gross asset value
$39.4M
Beneficial owners
2
ADV minimum commitment
$0

Reported in Form ADV on Feb 19, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (USA), INC JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

CITIBANK NA
LEI E57ODZWZ7FF32TWEFA76

Filing source

Form ADV 1375316 · Feb 19, 2020 · Schedule D 7.B.(1), fund 805-1673570186

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jerome S. Baglien Executive
Thomas J. Gahan Executive
David J. Manlowe Executive
Scott J. Waynebern Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Benefit Street Partners L.L.C. 9 West 57 Th Street, Suite 4920
New York, NY, 10019