Form D · Other Banking and Financial Services
Beneficient
Dallas, TX · CIK 0001775734
Offering snapshot reported Jul 24, 2026 · SEC filing
- Reported sold
- $7.44M Offering amount: $7.44M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 8, 2026 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 24, 2026 | Initial | $7,444,545 | No comparison | 1 | SEC filing |
| Apr 17, 2026 | Initial | $8,752,140 | No comparison | 1 | SEC filing |
| Jan 20, 2026 | Initial | $3,022,728 | No comparison | 1 | SEC filing |
| Jul 2, 2025 | Initial | $1,910,370 | No comparison | 1 | SEC filing |
| May 6, 2025 | Initial | $233,333 | No comparison | 1 | SEC filing |
| Apr 18, 2025 | Initial | $9,655,758 | No comparison | 1 | SEC filing |
| Jan 16, 2025 | Initial | $1,361,926 | No comparison | 1 | SEC filing |
| Aug 28, 2024 | Amendment | $3,600,000 | $0vs Aug 20, 2024 | 1 | SEC filing |
| Aug 20, 2024 | Initial | $3,600,000 | No comparison | 1 | SEC filing |
| Mar 13, 2024 | Initial | $62,096,231 | No comparison | 3 | SEC filing |
| Feb 21, 2024 | Initial | $2,000,000 | No comparison | 1 | SEC filing |
| Feb 21, 2024 | Initial | $200,000 | No comparison | 1 | SEC filing |
| Aug 14, 2023 | Initial | $37,689,946 | No comparison | 1 | SEC filing |
| Dec 22, 2022 | Amendment | $383,686,422 | $31,686,422vs Dec 22, 2021 | 7 | SEC filing |
| Dec 16, 2022 | Initial | $5,300,000 | No comparison | 1 | SEC filing |
| Dec 22, 2021 | Initial | $352,000,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity, Security to be acquired
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $216K
- Finders' fees
- $0
- Form D file number
- 021-592135
Issued 744,455 shares of Convertible Preferred Stock convertible into Class A Common Stock initially at a Conversion Price of $3.6514 per share, subject to reset from time to time with a floor price of $1.8257 per share.
Represents sales commissions paid to AltAccess Securities Company, L.P. as of July 8, 2026.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| AltAccess Securities Company, L.P. | 000119441 |
Source: Form D, filed Jul 24, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Beneficient Management Beneficient Management, L.L.C. | Director, Executive |
| N/A Beneficient Management, L.L.C. | Director, Executive |
| Emily Bowersock Hill | Director |
| Peter T. Cangany, Jr. | Director |
| Art Damoulakis | Executive |
| David H. De Weese | Director |
| Patrick J. Donegan | Director |
| Greg Ezell | Executive |
| Gregory W. Ezell | Executive |
| Richard W. Fisher | Director |
| Derek L. Fletcher | Director, Executive |
| Brad K Heppner | Director, Executive |
| Mack Hicks | Director |
| Thomas O. Hicks | Director |
| Samuel Hikspoors | Executive |
| Emily B. Hill | Director |
| Dennis P. Lockhart | Director |
| Maria S. Rutledge | Executive |
| Bruce W. Schnitzer | Director |
| James G. Silk | Executive |
| Jeff Welday | Executive |
| Karen J. Wendel | Director |
| Scott Wilson | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
325 N. Saint Paul St. Suite 4850
Dallas, TX, 75201
Phone: 214-445-4700
Dallas, TX, 75201
Phone: 214-445-4700