Form D · Other Banking and Financial Services
Ben Franklin Financial, Inc.
Arlington Heights, IL · CIK 0001618798
Offering snapshot reported Feb 15, 2018 · SEC filing
- Reported sold
- $4.5M Offering amount: $4.5M
- Investors reported
- 48 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 1, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 15, 2018 | Initial | $4,500,000 | No comparison | 48 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $280K
- Finders' fees
- $0
- Form D file number
- 021-305739
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| FIG Partners LLC | 41554 |
Source: Form D, filed Feb 15, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert A. Kotecki | Director |
| Glen A. Miller | Executive |
| Steven D. Olson | Executive |
| Nicholas J. Raino | Director |
| James M. Reninger | Director |
| C. Steven Sjogren | Director, Executive |
| David R. Stafseth | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
830 East Kensington Road
Arlington Heights, IL, 60004
Arlington Heights, IL, 60004