Form D · Other Health Care
Upward Health Inc.
Providence, RI · CIK 0001703462
Offering snapshot reported Nov 12, 2020 · SEC filing
- Reported sold
- $7.64M Offering amount: $15M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 29, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 12, 2020 | Initial | $7,638,450 | No comparison | 5 | SEC filing |
| Feb 4, 2019 | Initial | $7,212,708 | No comparison | 10 | SEC filing |
| Oct 16, 2017 | Initial | $8,674,998 | No comparison | 7 | SEC filing |
| Apr 11, 2017 | Initial | $750,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-380288
Preferred Stock is convertible into shares of Common Stock
Source: Form D, filed Nov 12, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| W. Bradley Bennett | Director, Executive |
| William Bennett | Director, Executive |
| Thomas Hawes | Director |
| Eric Heil | Director, Executive |
| Glen Moller | Director, Executive |
| Allen Moseley | Director |
| Allen Mosley | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
188 Valley Street Suite 201
Providence, RI, 02909
Providence, RI, 02909