Form D · Private Equity Fund

BEECKEN PETTY O'KEEFE FUND IV-A, L.P.

Chicago, IL · CIK 0001558933

Offering snapshot reported Oct 1, 2013 · SEC filing

Reported sold
$385M
Offering amount: $400M
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 3, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$193M$385MSep 28, 2012Sep 30, 2013: $385,400,000.00Oct 1, 2013: $385,400,000.00Oct 1, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 9

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 1, 2013Amendment$385,400,000No comparison9SEC filing
Sep 30, 2013Amendment$385,400,000No comparison9SEC filing
Sep 28, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2.65M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-184762
The general partner reserves the right to offer a greater or lesser amount of limited partnership interests; total offering amount, total amount sold and total remaining are aggregated together with Beecken Petty O'Keefe Fund IV, L.P.
Estimated aggregate amount of sales commissions for the Issuer and Beecken Petty O'Keefe Fund IV, L.P.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
LAZARD & CO., LIMITEDNone
LAZARD FRERES & CO. LLC2528
OPPENHEIMER & CO. INC.249
STIFFEL, NICOLAUS & COMPANY, INCORPORATED793

Source: Form D, filed Oct 1, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BEECKEN PETTY O'KEEFE FUND IV-A, L.P.

Investment adviser: BEECKEN PETTY O'KEEFE & COMPANY, LLC

Gross asset value
$22M
Beneficial owners
10
ADV minimum commitment
$5M

Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 166

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 7H6GLXDRUGQFU57RNE97

Filing source

Form ADV 2076530 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-4946305239

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David K. Beecken Executive, Promoter
David J. Cooney Executive, Promoter
John W. Kneen Executive, Promoter
Gregory J. Moerschel Executive, Promoter
Kenneth W. O'keefe Executive, Promoter
William G. Petty Executive, Promoter
Thomas A. Schlesinger Executive, Promoter
Timothy D. Sheehan Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
131 South Dearborn Street, Suite 2800
Chicago, IL, 60603