Form D · Private Equity Fund

Beacon Annuity Fund, LP

Greewich, CT · CIK 0001512422

Offering snapshot reported Jun 19, 2013 · SEC filing

Reported sold: $69.9M
Investors reported: 52
Minimum accepted: $200K
First sale: Apr 26, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$21,475,000 → $69,948,273
Reported investors42 → 52

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 19, 2013	Amendment	$69,948,273	$48,473,273vs Mar 28, 2012	52	SEC filing
Mar 28, 2012	Amendment	$21,475,000	No comparison	42	SEC filing
Feb 10, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $1.4M (estimated)
Finders' fees: $0
Form D file number: 021-155143

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Scura Paley Securities LLC	118219
Pickwick Capital Partners LLC	130672

Source: Form D, filed Jun 19, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BEACON ANNUITY FUND, LP

Investment adviser: GFG ALTERNATIVE INVESTMENT ADVISORS LLC

Gross asset value: $108M
Beneficial owners: 96
ADV minimum commitment: $250K

Reported in Form ADV on Mar 4, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND AND CUSTODY SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BERKOWER LLC ISELIN, New Jersey, United States

Custodian APEX FUND SERVICES (CAYMAN) LTD COSTA MESA, California, United States Related to adviser: No

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No

Custodian SUNTRUST BANK ATLANTA, Georgia, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. SALT LAKE CITY, Utah, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BERKOWER LLC
PCAOB 217

Filing source

Form ADV 1278938 · Mar 4, 2019 · Schedule D 7.B.(1), fund 805-5596321413

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Beacon Annuity Fund, LP (this fund)	Jun 19, 2013	$69,948,273	52
Beacon Annuity Fund II, LP	Feb 13, 2015	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Beacon Annuity Fund Gp, Llc	Promoter
Erik Friedman	Executive
Marc Paley	Executive
Matthew Parsons	Executive
Brian Robinson	Executive
Mark Sanborn	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Beacon Annuity Fund Gp, Llc One Sound Shore Drive, Suite 104
Greewich, CT, 06830