Form D · Other Investment Fund

Beachhead Emerging Managers LLC

New York, NY · CIK 0001574116

Offering snapshot reported Apr 11, 2016 · SEC filing

Reported sold
$46.9M
Indefinite offering
Investors reported
28
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Mar 28, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$23.4M$46.9MApr 12, 2013: $26,000,000.00Apr 12, 2013Apr 11, 2014: $26,000,000.00Apr 11, 2014Apr 10, 2015: $40,160,000.00Apr 10, 2015Apr 11, 2016: $46,868,000.00Apr 11, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$40,160,000 → $46,868,000
  • Reported investors16 → 28

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 11, 2016Amendment$46,868,000$6,708,000vs Apr 10, 201528SEC filing
Apr 10, 2015Amendment$40,160,000$14,160,000vs Apr 11, 201416SEC filing
Apr 11, 2014Amendment$26,000,000$0vs Apr 12, 20132SEC filing
Apr 12, 2013Initial$26,000,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-194939
No commission has been paid by the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneFirst Liberties Financial · CRD 14432

Source: Form D, filed Apr 11, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BEACHHEAD EMERGING MANAGERS, LLC

Investment adviser: DYNAMIC BETA INVESTMENTS LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Jan 23, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES, INC. CHADDS FORD, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 10578

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Filing source

Form ADV 1157848 · Jan 23, 2018 · Schedule D 7.B.(1), fund 805-6022989789

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Beachhead Capital Management, Llc Executive
Andrew D. Beer Executive
William P. Bijesse Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
640 Fifth Avenue, 14 Th Floor
New York, NY, 10019