Form D · Hedge Fund

BDCM Offshore Opportunity Fund III, Ltd.

Grand Cayman, E9 · CIK 0001475217

Offering snapshot reported Jan 14, 2011 · SEC filing

Reported sold: $10M
Investors reported: 1
Minimum accepted: $100K
First sale: Dec 30, 2010

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 14, 2011	Initial	$10,000,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $125K (estimated)
Finders' fees: $0
Form D file number: 021-153767

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Eaton Partners, LLC	31170

Source: Form D, filed Jan 14, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BDCM OFFSHORE OPPORTUNITY FUND III, LTD.

Investment adviser: BLACK DIAMOND CAPITAL MANAGEMENT I, LLLP

Gross asset value: $146M
Beneficial owners: 10
ADV minimum commitment: $5M

Reported in Form ADV on Feb 18, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DUNDEE LEEDS GEORGE TOWN, GRAND CAYMAN, Cayman Islands Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Custodian JP MORGAN CHASE, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 788385 · Feb 18, 2014 · Schedule D 7.B.(1), fund 805-5972274473

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
BDCM Offshore Opportunity Fund III, Ltd. (this fund)	Jan 14, 2011	$10,000,000	1
BDCM Offshore Opportunity Fund IV, Ltd.	May 7, 2015	$126,500,000	9
BDCM Offshore Opportunity Fund V, Ltd.	Apr 7, 2021	$56,500,000	6
BDCM Offshore Opportunity Fund VI, Ltd.	Oct 9, 2026	$404,195,295	27

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Nitin Aggarwal	Director
Joseph Aronauer	Director
Stephen H. Deckoff	Director
Samuel Goldfarb	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Maples Corporate Services Limited Ugland House, Po Box 309
Grand Cayman, E9, KY1-1104