Form D · Hedge Fund

BCM CREDIT OPPORTUNITIES FUND LP

Boston, MA · CIK 0001460717

Offering snapshot reported Aug 11, 2016 · SEC filing

Reported sold
$46M
Indefinite offering
Investors reported
71
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$23M$46MMay 13, 2009: $10,845,000.00May 13, 2009Jun 3, 2010: $22,291,000.00Apr 26, 2011: $36,246,000.00Apr 24, 2012: $42,951,633.00Apr 23, 2013: $44,599,509.00Nov 10, 2014: $46,028,509.00Aug 11, 2016: $46,028,509.00Aug 11, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$44,599,509 → $46,028,509
  • Reported investors73 → 71

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 11, 2016Amendment$46,028,509$1,429,000vs Apr 23, 201371SEC filing
Nov 10, 2014Amendment$46,028,509$1,429,000vs Apr 23, 201371SEC filing
Apr 23, 2013Amendment$44,599,509$1,647,876vs Apr 24, 201273SEC filing
Apr 24, 2012Amendment$42,951,633$6,705,633vs Apr 26, 201177SEC filing
Apr 26, 2011Amendment$36,246,000$13,955,000vs Jun 3, 201073SEC filing
Jun 3, 2010Amendment$22,291,000$11,446,000vs May 13, 200960SEC filing
May 13, 2009Amendment$10,845,000No comparisonNot reportedSEC filing
Mar 17, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-129531

Source: Form D, filed Aug 11, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BCM CREDIT OPPORTUNITIES FUND LP

Investment adviser: BALTER CAPITAL MANAGEMENT LLC

Gross asset value
$14M
Beneficial owners
19
ADV minimum commitment
$500K

Reported in Form ADV on Apr 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES, LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP BOSTON, Massachusetts, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian FIRST REPUBLIC SECURITIES COMPANY, LLC SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

FIRST REPUBLIC SECURITIES COMPANY, LLC
SEC 8-52973

Filing source

Form ADV 1213914 · Apr 30, 2018 · Schedule D 7.B.(1), fund 805-1019579290

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Balter Capital Management, Llc Executive
Victor Chiang Executive
Jay Warner Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
125 High Street, Oliver Street Tower Suite 802
Boston, MA, 02110