Form D · Other Investment Fund

BBA-DOFV, L.P.

Dallas, TX · CIK 0001819183

Offering snapshot reported Jul 22, 2021 · SEC filing

Reported sold
$24M
Indefinite offering
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 22, 2021Amendment$23,950,000No comparisonNot reportedSEC filing
Jul 27, 2020InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-371841

Source: Form D, filed Jul 22, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BBA-DOFV, L.P.

Investment adviser: BROWNLIE & BRADEN ADVISORS, LLC

Gross asset value
$19.3M
Beneficial owners
15
ADV minimum commitment
$1M

Reported in Form ADV on Nov 1, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor WEAVER AND TIDWELL, LLP FORT WORTH, Texas, United States
Custodian BANK OF AMERICA, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No
Custodian CROSSFIRST BANK FRISCO, Texas, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC ORINDA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

WEAVER AND TIDWELL, LLP
PCAOB 410

BANK OF AMERICA, NATIONAL ASSOCIATION
LEI B4TYDEB6GKMZO031MB27

CROSSFIRST BANK
LEI 5493005XMSZYL5SAEF41

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Filing source

Form ADV 1911024 · Nov 1, 2024 · Schedule D 7.B.(1), fund 805-9163000610

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Bba Dofv Gp, Llc Director
James E. Braden Executive
N/A Brownlie & Braden Advisors, Llc Executive
Smith A. Brownlie Iii Executive
N/A Focus Operating, Llc Executive
Jim Garnett Executive
Elizabeth Hatfield Executive
Frederick W Wahl Jr Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2820 Ross Tower 500 North Akard Street
Dallas, TX, 75201