Form D · Oil and Gas

Bayswater Natural Resources Fund IV-A, LP

Denver, CO · CIK 0001769921

Offering snapshot reported Apr 10, 2020 · SEC filing

Reported sold
$356M
Offering amount: $356M
Investors reported
58
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 25, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$178M$356MMar 8, 2019: $174,000,000.00Mar 8, 2019Feb 19, 2020: $345,822,039.00Apr 10, 2020: $356,000,000.00Apr 10, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$345,822,039 → $356,000,000
  • Reported investors56 → 58

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 10, 2020Amendment$356,000,000$10,177,961vs Feb 19, 202058SEC filing
Feb 19, 2020Amendment$345,822,039$171,822,039vs Mar 8, 201956SEC filing
Mar 8, 2019Initial$174,000,000No comparison13SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$338K
Finders' fees
$88.7K
Form D file number
021-334350
Amounts listed are aggregate amounts for this Fund IV-A and its companion Fund IV-B.
Amounts listed are aggregate amounts for this Fund IV-A and its companion Fund IV-B. The Finders' Fees of $88,667 were paid as retainers. The amounts do not include reimbursement for legal and travel expenses made in the amount of $11,707.29

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
William Mark Linnan1547144Stanwich Advisors LLC · CRD 124667

Source: Form D, filed Apr 10, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BAYSWATER NATURAL RESOURCES FUND IV-A, LP

Investment adviser: BAYSWATER MANAGEMENT COMPANY LP

Gross asset value
$53.3M
Beneficial owners
44
ADV minimum commitment
$5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PLANTE & MORAN, PLLC DENVER, Colorado, United States
Custodian AMEGY BANK, A DIVISION OF ZIONS BANCORPORATION, N.A. DALLAS, Texas, United States Related to adviser: No
Custodian CAPITAL ONE BANK GLEN ALLEN, Virginia, United States Related to adviser: No
Custodian EAST WEST BANK DALLAS, Texas, United States Related to adviser: No
Custodian EDF TRADING NORTH AMERICA, LLC HOUSTON, Texas, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer KATAMA SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No
Marketer OLD CITY SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PLANTE & MORAN, PLLC
PCAOB 166

AMEGY BANK, A DIVISION OF ZIONS BANCORPORATION, N.A.
LEI 969500A49964Q1118115

CAPITAL ONE BANK
LEI EVK05KS7XY1DEII3R011

EAST WEST BANK
LEI F28JOQ8OBWCFUYM0UX93

EDF TRADING NORTH AMERICA, LLC
LEI 4PLZOSBINH3Y5LEZR334

GOLDMAN SACHS & CO. LLC
LEI FOR8UP27PHTHYVLBNG30

KATAMA SECURITIES LLC
CRD 124667 · SEC 8-65708

OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488

Filing source

Form ADV 2088198 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-3637831209

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Don Barbula Executive
Bayswater Fund Iv A Gp, Llc Director
Lynn Belcher Executive
Steve Struna Executive
Victor Wind Executive

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
730 17 Th Street Suite 500
Denver, CO, 80202