Form D · Hedge Fund
BayCity CLO Holdings, L.P.
San Francisco, CA · CIK 0001345367
Offering snapshot reported Sep 13, 2019 · SEC filing
- Reported sold
- $3.36M Offering amount: $500M
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Nov 1, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 13, 2019 | Amendment | $3,360,426 | $0vs Sep 14, 2018 | 17 | SEC filing |
| Sep 14, 2018 | Amendment | $3,360,426 | $0vs Sep 25, 2017 | 17 | SEC filing |
| Sep 25, 2017 | Amendment | $3,360,426 | $0vs Aug 31, 2016 | 17 | SEC filing |
| Aug 31, 2016 | Amendment | $3,360,426 | $0vs Jun 25, 2014 | 17 | SEC filing |
| Jun 25, 2014 | Amendment | $3,360,426 | $0vs Apr 30, 2013 | 17 | SEC filing |
| Apr 30, 2013 | Amendment | $3,360,426 | $0vs May 2, 2012 | 17 | SEC filing |
| May 2, 2012 | Amendment | $3,360,426 | $0vs Apr 21, 2011 | 17 | SEC filing |
| Apr 21, 2011 | Amendment | $3,360,426 | $0vs Apr 9, 2010 | 17 | SEC filing |
| Apr 9, 2010 | Amendment | $3,360,426 | $2,040,426vs Mar 11, 2009 | 17 | SEC filing |
| Mar 11, 2009 | Amendment | $1,320,000 | No comparison | Not reported | SEC filing |
| Nov 22, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-83413
Limited Partner Interests
Source: Form D, filed Sep 13, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
BAYCITY CLO HOLDINGS, L.P.
Investment adviser: NUVEEN ASSET MANAGEMENT, LLC
- Gross asset value
- $36.9K
- Beneficial owners
- 15
- ADV minimum commitment
- $10K
Reported in Form ADV on Dec 15, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
BANK OF NEW YORK MELLON TRUST COMPANY, NA
LEI 549300R8IGRMSQWTWS69
Filing source
Form ADV 1583131 · Dec 15, 2021 · Schedule D 7.B.(1), fund 805-5260170967
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Amy Chen | Executive |
| David Goldstein | Executive |
| Praveen Gottipalli | Executive, Promoter |
| Michael J. Henman | Executive, Promoter |
| Judith Mac Donald | Executive |
| Angela M. Mc Killen | Executive |
| Anne B. Popkin | Executive |
| Neil L. Rudolph | Executive, Promoter |
| Jeffrey L. Skelton | Executive, Promoter |
| Gunther Stein | Executive |
| N/A Symphony Asset Management Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Francisco, CA, 94104