Form D · Other Health Care
BAXANO SURGICAL, INC.
Raleigh, NC · CIK 0001230355
Offering snapshot reported Mar 26, 2014 · SEC filing
- Reported sold
- $9.99M Offering amount: $9.99M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 11, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 26, 2014 | Initial | $9,993,680 | No comparison | 5 | SEC filing |
| Dec 17, 2013 | Initial | $1,200,000 | No comparison | 1 | SEC filing |
| Jun 12, 2013 | Initial | $37,291,799 | No comparison | 23 | SEC filing |
| Sep 30, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $700K
- Finders' fees
- $0
- Form D file number
- 021-214283
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PIPER JAFFRAY & CO. | 665 | |
| STIFEL, NICOLAUS & COMPANY, INC. | 793 |
Source: Form D, filed Mar 26, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stephen D. Ainsworth | Executive |
| Frederic C. Feiler, Jr. | Executive |
| Jeffry Fischgrund | Director |
| Jeffrey Fischgrund | Director |
| Stephanie M. Fitts | Executive |
| Russell C. Hirsch | Director |
| Paul Laviolette | Director |
| Matthew Pickens | Executive |
| Mukesh Ramchandani | Executive |
| Ken Reali | Director, Executive |
| Timothy M. Shannon | Executive |
| James Shapiro | Director |
| David Simpson | Director |
| Joseph Slattery | Executive |
| Greg D. Slusser | Executive |
| Mark Stautberg | Director |
| Greg Welsh | Executive |
| Roderick A. Young | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
110 Horizon Drive, Suite 230
Raleigh, NC, 27615
Raleigh, NC, 27615