Form D · Other Real Estate
BAUM INVESTORS, LLC
Atlanta, GA · CIK 0001761194
Offering snapshot reported Dec 31, 2018 · SEC filing
- Reported sold
- $3.9M Offering amount: $3.9M
- Investors reported
- 51 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Dec 27, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 31, 2018 | Initial | $3,900,000 | No comparison | 51 | SEC filing |
| Dec 31, 2018 | Amendment | $3,900,000 | $0vs Dec 31, 2018 | 51 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $673K
- Finders' fees
- $0
- Form D file number
- 021-329260
$468,000 in cash compensation and 8.2 Class A Units valued at $205,000 in non-cash compensation.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bridge Capital Associates, Inc. | 143475 | John Howard · CRD 6724179 |
Source: Form D, filed Dec 31, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James W. Freeman | Executive, Promoter |
| Ricky B Novak | Executive, Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:Atlanta, GA, 30305