Form D · Other Investment Fund

Batterymarch Global Emerging Markets Fund

Bertrange, N4 · CIK 0000853277

Offering snapshot reported Mar 5, 2014 · SEC filing

Reported sold
$690M
Indefinite offering
Investors reported
29
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Jul 10, 1989
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.04B$2.08BMar 15, 2011: $1,500,000,000.00Mar 15, 2011Mar 12, 2012: $2,080,000,000.00Mar 12, 2012Mar 6, 2013: $2,080,000,000.00Mar 6, 2013Mar 5, 2014: $689,600,000.00Mar 5, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,080,000,000 → $689,600,000
  • Minimum accepted$25,000,000 → $10,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 5, 2014Amendment$689,600,000-$1,390,400,000vs Mar 6, 201329SEC filing
Mar 6, 2013Amendment$2,080,000,000$0vs Mar 12, 201229SEC filing
Mar 12, 2012Amendment$2,080,000,000$580,000,000vs Mar 15, 201147SEC filing
Mar 15, 2011Initial$1,500,000,000No comparison47SEC filing
Mar 17, 2010Amendment$2,600,000,000$1,300,000,000vs Mar 24, 200947SEC filing
Mar 24, 2009Amendment$1,300,000,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-156715
As of 9/30/13, the date of the latest audited financial statements, net assets amounted to approximately $689.6 million.

Source: Form D, filed Mar 5, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BATTERYMARCH GLOBAL EMERGING MARKETS FUND

Investment adviser: QS BATTERYMARCH FINANCIAL MANAGEMENT, INC.

Gross asset value
$50.1K
Beneficial owners
1
ADV minimum commitment
$25M

Reported in Form ADV on Dec 15, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CIM GLOBAL BUSINESS PORT LOUIS, Mauritius Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator CITIBANK INTERNATIONAL PLC (LUXEMBOURG BRANCH) BERTRANGE, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG S.A. MUNSBACH, Luxembourg
Custodian CITIBANK INTERNATIONAL PLC (LUXEMBOURG BRANCH) BERTRANGE, Luxembourg Related to adviser: No
Custodian HONG KONG AND SHANGHAI BANKING CORPORATION LIMITED EBENE CYBERCITY, Mauritius Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 962380 · Dec 15, 2015 · Schedule D 7.B.(1), fund 805-2563644270

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jacques Elvinger Director
Joseph Keane Director
S. Lawrence Prendergast Director
S Lawrence Prendergast Director
Francis Tracy Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
31, Z.A. Bourmicht
Bertrange, N4, L-8070