Form D · REITS and Finance
Battery Point Trust LLC
New York, NY · CIK 0001696658
Offering snapshot reported Feb 3, 2017 · SEC filing
- Reported sold
- $125K Offering amount: $125K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jan 20, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 3, 2017 | Initial | $125,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-279989
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| H & L Equities, LLC | 113794 | Lori Mayfield · CRD 4899271 |
Source: Form D, filed Feb 3, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dev Gopalan | Director |
| Michael S. Gough | Director, Executive |
| T. Jeremiah Healey | Director, Executive |
| Zachary Jarvis | Director |
| Kevin C. O'connor | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
80 Broad Street, Suite 3103
New York, NY, 10004
New York, NY, 10004