Form D · Hedge Fund

BATTERY PARK HIGH YIELD OPPORTUNITY FUND LP

New York, NY · CIK 0001235224

Offering snapshot reported Mar 2, 2016 · SEC filing

Reported sold
$58.5M
Indefinite offering
Investors reported
27
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$44.5M$89MMar 16, 2009: $54,065,385.00Mar 16, 2009Feb 25, 2010: $88,897,422.00Feb 22, 2011: $88,997,422.00Feb 27, 2012: $88,997,422.00Feb 27, 2013: $50,940,385.00Feb 28, 2014: $51,290,385.00Mar 2, 2015: $58,540,385.00Mar 2, 2016: $58,540,385.00Mar 2, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$1,000,000 → $0

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 2, 2016Amendment$58,540,385$0vs Mar 2, 201527SEC filing
Mar 2, 2015Amendment$58,540,385$7,250,000vs Feb 28, 201427SEC filing
Feb 28, 2014Amendment$51,290,385$350,000vs Feb 27, 201323SEC filing
Feb 27, 2013Amendment$50,940,385-$38,057,037vs Feb 27, 201222SEC filing
Feb 27, 2012Amendment$88,997,422$0vs Feb 22, 201122SEC filing
Feb 22, 2011Amendment$88,997,422$100,000vs Feb 25, 201022SEC filing
Feb 25, 2010Amendment$88,897,422$34,832,037vs Mar 16, 200921SEC filing
Mar 16, 2009Amendment$54,065,385No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-55466
The recipient list in Item 12 is paid an amount equal to a percentage of the management fee paid to the Management Company (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Nomura Securities International, Inc.4297

Source: Form D, filed Mar 2, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Battery Park Gp, Llc Executive
David Crall Executive
Robert Levine Executive
Nomura Corporate Research And Asset Management Inc. Executive
Steven Rosenthal Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Battery Park Gp, Llc 309 West 49 Th Street, 19 Th Floor
New York, NY, 10019