Form D · Other Investment Fund
Battery Park CLO II Investor Ltd
New York, NY · CIK 0001951112
Offering snapshot reported Oct 20, 2022 · SEC filing
- Reported sold
- $32.8M Indefinite offering
- Investors reported
- 30 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 14, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 20, 2022 | Initial | $32,833,321 | No comparison | 30 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-462336
Only includes sales to U.S. investors pursuant to Regulation D. Does not include sales to non-U.S. investors pursuant to Regulation S.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Goldman Sachs & Co. LLC | 361 |
Source: Form D, filed Oct 20, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Farjallah Dianne | Director |
| Fawkes John | Director |
| Nicholas Swartz | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
200 West Street
New York, NY, 10282-2198
New York, NY, 10282-2198