Form D · Other Investment Fund

Battery Opportunity Fund LLC

Boston, MA · CIK 0001378804

Offering snapshot reported Feb 4, 2019 · SEC filing

Reported sold: $282M
Investors reported: 148
Minimum accepted: $0
First sale: Apr 1, 2005

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$278,297,117 → $282,147,117
Reported investors145 → 148

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 4, 2019	Amendment	$282,147,117	$3,850,000vs Feb 5, 2018	148	SEC filing
Feb 5, 2018	Amendment	$278,297,117	$4,363,500vs Feb 9, 2017	145	SEC filing
Feb 9, 2017	Amendment	$273,933,617	$3,822,000vs Feb 11, 2016	140	SEC filing
Feb 11, 2016	Amendment	$270,111,617	$13,886,500vs Feb 12, 2015	139	SEC filing
Feb 12, 2015	Amendment	$256,225,117	$29,374,561vs Feb 19, 2014	138	SEC filing
Feb 19, 2014	Amendment	$226,850,556	$19,954,886vs Feb 22, 2013	128	SEC filing
Feb 22, 2013	Amendment	$206,895,670	$18,088,601vs Feb 28, 2012	118	SEC filing
Feb 28, 2012	Amendment	$188,807,069	$15,775,843vs Mar 4, 2011	102	SEC filing
Mar 4, 2011	Amendment	$173,031,226	$52,807,937vs Mar 8, 2010	92	SEC filing
Mar 8, 2010	Amendment	$120,223,289	$24,242,500vs Mar 10, 2009	77	SEC filing
Mar 10, 2009	Amendment	$95,980,789	No comparison	Not reported	SEC filing
Oct 6, 2006	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-95929

"Total Amount Sold" is based on initial amounts contributed and does not reflect redemptions, appreciation or depreciation.

No sales commissions of finders' fees have been paid with respect to US investors.

Source: Form D, filed Feb 4, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BATTERY OPPORTUNITY FUND LLC

Investment adviser: BATTERY GLOBAL ADVISORS, LLC

Gross asset value: $700K
Beneficial owners: 55
ADV minimum commitment: $0

Reported in Form ADV on Jun 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor APRIO, LLP NEW YORK, New York, United States

Custodian EASTERN BANK BOSTON, Massachusetts, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

APRIO, LLP
PCAOB 926

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Filing source

Form ADV 2116758 · Jun 30, 2026 · Schedule D 7.B.(1), fund 805-9403190296

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Battery Global Advisors, Llc	Executive
Philip Bullen	Director
Richard Frisbie	Director
Christopher Hanson	Executive
John O'connor	Director, Executive
Christopher Schiavo	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1 Marina Park Dr Ste 1150
Boston, MA, 02210