Form D · Retailing
BATTERIES & BANDS INC
Sandy, UT · CIK 0001171898
Offering snapshot reported Feb 11, 2014 · SEC filing
- Reported sold
- $2.5M Offering amount: $2.5M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 27, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 11, 2014 | Initial | $2,495,000 | No comparison | 4 | SEC filing |
| Jul 23, 2012 | Initial | $2,060,000 | No comparison | 2 | SEC filing |
| Dec 28, 2011 | Initial | $500,000 | No comparison | 1 | SEC filing |
| Oct 14, 2010 | Initial | $2,110,000 | No comparison | 8 | SEC filing |
| Nov 8, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 7, 2006 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Equity, Security to be acquired
- Exemptions
- 05, 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-211699
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None |
Source: Form D, filed Feb 11, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brian Ashton | Director |
| Viva Bartkus | Director |
| Dan Braver | Director |
| Daniel Braver | Director |
| Ross Christianson | Director |
| Roberto Fraga | Executive |
| Daniel Fraga | Director, Executive |
| John Froman | Director |
| Ryan Gifford | Executive |
| Rich Linting | Director |
| Richard L. Linting | Director |
| Tariq Malhance | Director |
| Douglas C. Waddoups | Director, Executive |
| Mark H Willes | Executive |
Issuer details
Industry: Retailing (See others in industry)
Address:
9466 South 670 West, Unit A
Sandy, UT, 84070
Sandy, UT, 84070