Form D · Hedge Fund
BATTALION FUND LP
Plainsboro, NJ · CIK 0001432105
Offering snapshot reported Jan 14, 2010 · SEC filing
- Reported sold
- $1.1M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 2, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$250,000 → $1,100,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 14, 2010 | Amendment | $1,100,000 | $850,000vs Feb 17, 2009 | 3 | SEC filing |
| Feb 17, 2009 | Amendment | $250,000 | No comparison | Not reported | SEC filing |
| Apr 8, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-116927
Source: Form D, filed Jan 14, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lawrence Roche | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
101 Morgan Lane Suite 190
Plainsboro, NJ, 08536
Plainsboro, NJ, 08536