Form D · Other
BATERO GOLD CORP
Vancouver, A1 · CIK 0001497496
Offering snapshot reported May 8, 2012 · SEC filing
- Reported sold
- $1.32M Offering amount: $2.24M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 26, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 8, 2012 | Initial | $1,321,004 | No comparison | 1 | SEC filing |
| Nov 9, 2010 | Initial | $1,368,673 | No comparison | 1 | SEC filing |
| Jul 30, 2010 | Initial | $246,733 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $79.3K
- Finders' fees
- $0
- Form D file number
- 021-177809
13(a) equals the price of the units (2,000,000 units @ C$0.65), plus the aggregate exercise price of the warrants forming part of the units (1,000,000 warrants @ C$0.90), converted to US$. There is no guarantee the warrants will be exercised.
Represents a cash commission of 6%, converted to US$. Finder also received 100,000 broker warrants exercisable at C$0.90 for a period of 24 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| CANACCORD GENUITY CORP. | None | CANACCORD ADAMS INC. · CRD 1020 |
Source: Form D, filed May 8, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Rafael Antonio Alfonso Roa | Director |
| Nick De Mare | Director, Executive |
| James Hutton | Director |
| Darryl Lindsay | Director, Executive |
| Darrell Podowski | Director |
| Brandon Rook | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 3703, 1011 West Cordova Street
Vancouver, A1, V6C 0B2
Vancouver, A1, V6C 0B2