Form D · Hedge Fund

Basso SPAC Fund LLC

Stamford, CT · CIK 0001511390

Offering snapshot reported Feb 8, 2022 · SEC filing

Reported sold
$158M
Indefinite offering
Investors reported
51
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$79.1M$158MJan 28, 2011Feb 14, 2012: $11,000,000.00Feb 14, 2013: $12,000,000.00Feb 11, 2014: $12,250,000.00Feb 11, 2015: $12,750,000.00Feb 11, 2016: $15,600,000.00Feb 10, 2017: $36,962,467.00Feb 9, 2018: $70,895,467.00Feb 8, 2019: $124,091,477.00Feb 7, 2020: $149,973,489.00Feb 8, 2021: $153,228,604.00Feb 8, 2022: $158,128,604.00Feb 8, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$153,228,604 → $158,128,604

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 8, 2022Amendment$158,128,604$4,900,000vs Feb 8, 202151SEC filing
Feb 8, 2021Amendment$153,228,604$3,255,115vs Feb 7, 202051SEC filing
Feb 7, 2020Amendment$149,973,489$25,882,012vs Feb 8, 201948SEC filing
Feb 8, 2019Amendment$124,091,477$53,196,010vs Feb 9, 201830SEC filing
Feb 9, 2018Amendment$70,895,467$33,933,000vs Feb 10, 201721SEC filing
Feb 10, 2017Amendment$36,962,467$21,362,467vs Feb 11, 201612SEC filing
Feb 11, 2016Amendment$15,600,000$2,850,000vs Feb 11, 20156SEC filing
Feb 11, 2015Amendment$12,750,000$500,000vs Feb 11, 20144SEC filing
Feb 11, 2014Amendment$12,250,000$250,000vs Feb 14, 20134SEC filing
Feb 14, 2013Amendment$12,000,000$1,000,000vs Feb 14, 20124SEC filing
Feb 14, 2012Amendment$11,000,000No comparison3SEC filing
Jan 28, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-154527

Source: Form D, filed Feb 8, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BASSO SPAC FUND LLC

Investment adviser: BASSO CAPITAL MANAGEMENT, L.P.

Gross asset value
$996M
Beneficial owners
79
ADV minimum commitment
$1M

Reported in Form ADV on Mar 28, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian CANTOR FITZGERALD & CO. NEW YORK, New York, United States Related to adviser: No
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Curacao Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MACQUARIE BANK LTD SYDNEY, Australia Related to adviser: No
Custodian TD PRIME SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker CANTOR FITZGERALD & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker TD PRIME SERVICES LLC NEW YORK, New York, United States
Prime broker WELLS FARGO SECURITIES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

CANTOR FITZGERALD & CO.
SEC 8-201

J.P. MORGAN SECURITIES LLC
SEC 8-35008

TD PRIME SERVICES LLC
SEC 8-3337

WELLS FARGO SECURITIES, LLC
SEC 8-22947

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

TD PRIME SERVICES LLC
CRD 1914 · SEC 8-3337

WELLS FARGO SECURITIES, LLC
CRD 7665 · SEC 8-22947

Filing source

Form ADV 1620476 · Mar 28, 2022 · Schedule D 7.B.(1), fund 805-4149535911

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Basso Capital Management, L.P. Executive
Howard Fischer Executive
John Lepore Executive
Dwight Nelson Executive
Phil Platek Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Basso Management, Llc 1266 East Main Street
Stamford, CT, 06902