Form D · Hedge Fund

Basso Omni Fund LLC

Stamford, CT · CIK 0001472431

Offering snapshot reported Jan 3, 2012 · SEC filing

Reported sold
$9.49M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.74M$9.49MSep 17, 2009: $6,575,000.00Sep 17, 2009Oct 18, 2010: $9,487,041.00Oct 18, 2010Jan 3, 2012: $9,487,041.00Jan 3, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 3, 2012Amendment$9,487,041$0vs Oct 18, 20109SEC filing
Oct 18, 2010Amendment$9,487,041$2,912,041vs Sep 17, 20099SEC filing
Sep 17, 2009Initial$6,575,000No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-134537

Source: Form D, filed Jan 3, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Basso Capital Management, L.P. Promoter
Howard I Fischer Executive
John Lepore Executive
Dwight Nelson Executive
Phil Platek Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Basso Capital Management, L.P. 1266 East Main Street
Stamford, CT, 06902