Form D · Restaurants
Basin Cafe & Wine Bar, Inc.
Rochester, NY · CIK 0001556773
Offering snapshot reported Aug 19, 2013 · SEC filing
- Reported sold
- Yet to sell Offering amount: $1M
- Investors reported
- 332 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 332
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 19, 2013 | Amendment | Yet to sell | No comparison | 332 | SEC filing |
| Aug 15, 2013 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Aug 29, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Debt, Option to acquire, Security to be acquired, Pooled investment fund, Other
- Exemptions
- 04, 46
- Duration over one year
- Yes
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $100K (estimated)
- Form D file number
- 021-183405
Merger and share/asset exchange with Zonal Holding Company (CIK 0001350106)
Payment to eligible finders of qualified accredited, sophisticated, or non-accredited investors, as such in kind and number are permitted by the exemption provided under Rule 504.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None |
Source: Form D, filed Aug 19, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dean M Denton | Director, Executive |
| Michael P Grande | Director, Executive |
| R Stewart Hudson | Executive |
| Randolph S. Hudson | Director, Executive |
| Bryan J Passino | Director |
Issuer details
Industry: Restaurants (See others in industry)
Address:
195 St. Paul Street
Rochester, NY, 14604
Rochester, NY, 14604