Form D · Restaurants

Basin Cafe & Wine Bar, Inc.

Rochester, NY · CIK 0001556773

Offering snapshot reported Aug 19, 2013 · SEC filing

Reported sold
Yet to sell
Offering amount: $1M
Investors reported
332
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 332

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 19, 2013AmendmentYet to sellNo comparison332SEC filing
Aug 15, 2013AmendmentYet to sellNo comparison0SEC filing
Aug 29, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Debt, Option to acquire, Security to be acquired, Pooled investment fund, Other
Exemptions
04, 46
Duration over one year
Yes
Business combination
Yes
Sales commissions
$0
Finders' fees
$100K (estimated)
Form D file number
021-183405
Merger and share/asset exchange with Zonal Holding Company (CIK 0001350106)
Payment to eligible finders of qualified accredited, sophisticated, or non-accredited investors, as such in kind and number are permitted by the exemption provided under Rule 504.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNone

Source: Form D, filed Aug 19, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dean M Denton Director, Executive
Michael P Grande Director, Executive
R Stewart Hudson Executive
Randolph S. Hudson Director, Executive
Bryan J Passino Director

Issuer details

Industry: Restaurants (See others in industry)

Address:
195 St. Paul Street
Rochester, NY, 14604