Form D · Hedge Fund

Base Rate OE Fund, L.P.

Dallas, TX · CIK 0001796467

Offering snapshot reported Dec 16, 2021 · SEC filing

Reported sold
$6.02M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.01M$6.02MDec 16, 2019Dec 16, 2020: $5,650,000.00Dec 16, 2020Dec 16, 2021: $6,021,198.00Dec 16, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,650,000 → $6,021,198
  • Reported investors7 → 8

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 16, 2021Amendment$6,021,198$371,198vs Dec 16, 20208SEC filing
Dec 16, 2020Amendment$5,650,000No comparison7SEC filing
Dec 16, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-355577

Source: Form D, filed Dec 16, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BASE RATE OE FUND, L.P.

Investment adviser: 3B CAPITAL MANAGEMENT, LP

Gross asset value
$13.9M
Beneficial owners
7
ADV minimum commitment
$1M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP DALLAS, Texas, United States
Custodian INWOOD NATIONAL BANK DALLAS, Texas, United States Related to adviser: No
Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Prime broker CLEAR STREET LLC NEW YORK, New York, United States
Prime broker MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States
Prime broker TD SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

INWOOD NATIONAL BANK
LEI 549300AHVQ1LDFNP8P69

MAREX CAPITAL MARKETS INC.
SEC 8-69039

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

MAREX CAPITAL MARKETS INC.
CRD 161014 · SEC 8-69039

TD SECURITIES (USA) LLC
CRD 18476 · SEC 8-36747

Filing source

Form ADV 2059066 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-6250777114

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A 3 B Capital Equity, Llc Executive
N/A N/A 3 B Capital Gp, Lp Executive
Carl Y. Baggett Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 Abrams Road Suite 620
Dallas, TX, 75231