Form D · Other
Base Holograms, LLC
Houston, TX · CIK 0001738716
Offering snapshot reported May 26, 2020 · SEC filing
- Reported sold
- $6.16M Offering amount: $6.16M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 9, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 26, 2020 | Initial | $6,164,400 | No comparison | 6 | SEC filing |
| May 8, 2018 | Initial | $7,500,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Security to be acquired
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-367653
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Joshua Schwartz | 2556740 | East Wind Securities LLC · CRD 148032 |
Source: Form D, filed May 26, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brian E Becker | Director, Executive |
| Jeff Bronikowski | Director |
| Joshua L Gutfreund | Director |
| Dale A. Head | Executive |
| Joel A Katz | Director |
| Robert A Ringe | Executive |
| Marc Stern | Director |
| Martin L Tudor | Director |
| Timothy P Ward | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
3009 Post Oak Blvd. Suite 1200
Houston, TX, 77056
Houston, TX, 77056