Form D · Private Equity Fund

Basalt Infrastructure Partners IV A L.P.

St Peter Port, Y7 · CIK 0001948137

Offering snapshot reported Nov 28, 2023 · SEC filing

Reported sold: $1.19B
Investors reported: 18
Minimum accepted: $0
First sale: Oct 7, 2022

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 18

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 28, 2023	Amendment	$1,188,050,000	No comparison	18	SEC filing
Sep 29, 2022	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $605K
Finders' fees: $0 (estimated)
Form D file number: 021-460298

The Sales Commission reflects the aggregate amount paid to the placement agents in respect of the parallel partnerships that comprise the fund, including the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Credit Suisse Asset Management Limited	113463
UBS Europe SE	None

Source: Form D, filed Nov 28, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BASALT INFRASTRUCTURE PARTNERS IV A L.P.

Investment adviser: BASALT INFRASTRUCTURE PARTNERS LLP

Gross asset value: $1.11B
Beneficial owners: 30
ADV minimum commitment: $10M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator AZTEC FINANCIAL SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS CI LLP ST PETER PORT, Guernsey

Custodian BARCLAYS BANK PLC ST PETER PORT, Guernsey Related to adviser: No

Marketer 51 NORTH CAPITAL GMBH ISMANING, Germany Related to adviser: No

Marketer UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS CI LLP
PCAOB 1412

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 2074708 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9498329635

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michael Cowell	Director
Chris Mc Erlane	Director
Peter Mills	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Box 656 East Wing Trafalgar Court
St Peter Port, Y7, GY1 3PP