Form D · Other Investment Fund
Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund
Boston, MA · CIK 0001405365
Offering snapshot reported Jul 2, 2019 · SEC filing
- Reported sold
- $9.25M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 30, 2006 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors4 → 2
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 2, 2019 | Amendment | $9,250,000 | $0vs Jul 26, 2013 | 2 | SEC filing |
| Aug 2, 2018 | Amendment | $9,250,000 | $0vs Jul 31, 2017 | 2 | SEC filing |
| Jul 31, 2017 | Amendment | $9,250,000 | $0vs Jul 28, 2016 | 2 | SEC filing |
| Jul 28, 2016 | Amendment | $9,250,000 | $0vs Jul 31, 2015 | 3 | SEC filing |
| Jul 31, 2015 | Amendment | $9,250,000 | $0vs Aug 1, 2014 | 5 | SEC filing |
| Aug 1, 2014 | Amendment | $9,250,000 | $0vs Jul 26, 2013 | 4 | SEC filing |
| Jul 26, 2013 | Initial | $9,250,000 | No comparison | 4 | SEC filing |
| Feb 8, 2013 | Amendment | $9,243,213 | -$6,787vs Dec 11, 2012 | 4 | SEC filing |
| Dec 11, 2012 | Amendment | $9,250,000 | $0vs Dec 9, 2011 | 4 | SEC filing |
| Dec 9, 2011 | Amendment | $9,250,000 | $0vs Dec 6, 2010 | 4 | SEC filing |
| Dec 6, 2010 | Amendment | $9,250,000 | $100,000vs Dec 11, 2009 | 4 | SEC filing |
| Dec 11, 2009 | Amendment | $9,150,000 | No comparison | 4 | SEC filing |
| Jun 27, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-200346
Source: Form D, filed Jul 2, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
BARROW HANLEY MEWHINNEY & STRAUSS NON-U.S. VALUE FUND
Investment adviser: BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC
- Gross asset value
- $5.56M
- Beneficial owners
- 4
- ADV minimum commitment
- $5M
Reported in Form ADV on Jul 12, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 1028731 · Jul 12, 2016 · Schedule D 7.B.(1), fund 805-4458516519
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stephen H. Belgrad | Director, Executive |
| Brian Dillon | Executive |
| Linda T. Gibson | Director |
| Joan R. Gulinello | Executive |
| Mary J. Kirby | Director |
| Karen F. Kupferberg | Director |
| Daniel Mahoney | Executive |
| Vincent Manning | Executive |
| Eric L. Marhoun | Director |
| Thomas M. Mc Clain | Executive |
| Robert D. Mc Dorman, Jr. | Director |
| Thomas M. Mc Lain | Executive |
| Kathy Nicholl | Executive |
| N/A Old Mutual Asset Management Trust Co | Promoter |
| Robert E. Patterson | Director |
| Ruth E. Paul | Executive |
| Suren S. Rana | Director |
| Peter L. Rollins | Director |
| Stephen T. Scott | Director |
| David H. Smith | Director |
| Virginia M. Turner | Executive |
| Thomas M. Turpin | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02116