Form D · Other Investment Fund

Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund

Boston, MA · CIK 0001405392

Offering snapshot reported Jun 26, 2020 · SEC filing

Reported sold
$597M
Indefinite offering
Investors reported
35
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 4, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$315M$630MJul 22, 2013: $626,654,582.00Jul 22, 2013Jul 31, 2014: $629,973,140.00Aug 3, 2015: $444,258,249.00Jul 28, 2016: $630,051,457.00Aug 1, 2017: $611,658,661.00Aug 2, 2018: $598,017,390.00Jul 2, 2019: $589,238,476.00Jun 26, 2020: $596,567,514.00Jun 26, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$589,238,476 → $596,567,514

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 26, 2020Amendment$596,567,514$7,329,038vs Jul 2, 201935SEC filing
Jul 2, 2019Amendment$589,238,476-$37,416,106vs Jul 22, 201335SEC filing
Aug 2, 2018Amendment$598,017,390-$13,641,271vs Aug 1, 201735SEC filing
Aug 1, 2017Amendment$611,658,661-$18,392,796vs Jul 28, 201636SEC filing
Jul 28, 2016Amendment$630,051,457$185,793,208vs Aug 3, 201544SEC filing
Aug 3, 2015Amendment$444,258,249-$185,714,891vs Jul 31, 201446SEC filing
Jul 31, 2014Amendment$629,973,140$3,318,558vs Jul 22, 201373SEC filing
Jul 22, 2013Initial$626,654,582No comparison73SEC filing
Feb 8, 2013Amendment$277,722,050-$340,429,340vs Aug 15, 201254SEC filing
Aug 15, 2012Amendment$618,151,390$8,984,257vs Aug 8, 201171SEC filing
Aug 8, 2011Amendment$609,167,133$16,850,967vs Aug 18, 201071SEC filing
Aug 18, 2010Amendment$592,316,166$14,199,453vs Sep 4, 200967SEC filing
Sep 4, 2009Amendment$578,116,713No comparison63SEC filing
Jun 28, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-199997

Source: Form D, filed Jun 26, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BARROW HANLEY MEWHINNEY & STRAUSS LARGE CAP VALUE FUND

Investment adviser: BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC

Gross asset value
$209M
Beneficial owners
15
ADV minimum commitment
$3M

Reported in Form ADV on Feb 25, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHEAST RETIREMENT SERVICES WOBURN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSE COOPERS LLP BOSTON, Massachusetts, United States
Custodian BANK OF NY MELLON NEW YORK, New York, United States Related to adviser: No
Marketer PERPETUAL US SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICE WATERHOUSE COOPERS LLP
PCAOB 238

Filing source

Form ADV 1609305 · Feb 25, 2022 · Schedule D 7.B.(1), fund 805-5112420406

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen H. Belgrad Director, Executive
John S. Cotner Director
Brian Dillon Executive
Neal Garvey Executive
Linda T. Gibson Director
Joan R. Gulinello Executive
Mary J. Kirby Director
Karen F. Kupferberg Director
Daniel Mahoney Executive
Vincent Manning Executive
Eric L. Marhoun Director
Thomas M. Mc Clain Executive
Robert D. Mc Dorman, Jr. Director
Thomas M. Mc Lain Executive
Kathy Nicholl Executive
N/A Old Mutual Asset Management Trust Co Promoter
N/A Old Mutual Asset Management Trust Company (Omam Trust Co) Promoter
Robert E. Patterson Director
Ruth E. Paul Executive
Kevin G. Quinn Director
Suren S. Rana Director
Peter L. Rollins Director
Stephen T. Scott Director
David H. Smith Director
Virginia M. Turner Executive
Thomas M. Turpin Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Brightsphere Fund Management Company 200 Clarendon Street, 53 Rd Floor
Boston, MA, 02116