Form D · Other Investment Fund

Barrow, Hanley, Mewhinney & Strauss Concentrated Emerging Markets Fund

Dallas, TX · CIK 0001636809

Offering snapshot reported Apr 1, 2022 · SEC filing

Reported sold
$14.7M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 23, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.36M$14.7MMar 19, 2015: $5,000,000.00Mar 19, 2015Mar 15, 2016: $9,972,834.00Mar 10, 2017: $11,220,951.00Apr 13, 2018: $13,718,471.00Apr 12, 2019: $10,185,187.00Mar 31, 2020: $13,818,471.00May 19, 2021: $13,715,078.00Apr 1, 2022: $14,715,079.00Apr 1, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$13,715,078 → $14,715,079
  • Reported investors6 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 1, 2022Amendment$14,715,079$1,000,001vs May 19, 20217SEC filing
May 19, 2021Amendment$13,715,078-$103,393vs Mar 31, 20206SEC filing
Mar 31, 2020Amendment$13,818,471$3,633,284vs Apr 12, 20195SEC filing
Apr 12, 2019Amendment$10,185,187$5,185,187vs Mar 19, 20153SEC filing
Apr 13, 2018Amendment$13,718,471$2,497,520vs Mar 10, 20174SEC filing
Mar 10, 2017Amendment$11,220,951$1,248,117vs Mar 15, 20163SEC filing
Mar 15, 2016Amendment$9,972,834$4,972,834vs Mar 19, 20151SEC filing
Mar 19, 2015Initial$5,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-236195

Source: Form D, filed Apr 1, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BARROW HANLEY MEWHINNEY & STRAUSS CONCENTRATED EMERGING MARKETS FUND

Investment adviser: BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC

Gross asset value
$5.49M
Beneficial owners
5
ADV minimum commitment
$5M

Reported in Form ADV on Feb 25, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHEAST RETIREMENT SERVICES WOBURN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSE COOPERS LLP BOSTON, Massachusetts, United States
Custodian BANK OF NY MELLON NEW YORK, New York, United States Related to adviser: No
Marketer PERPETUAL US SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICE WATERHOUSE COOPERS LLP
PCAOB 238

Filing source

Form ADV 1609305 · Feb 25, 2022 · Schedule D 7.B.(1), fund 805-4649932713

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Barrow Hanley Investment Funds Llc Director
N/A Barrow, Hanley, Mewhinney & Strauss, Llc Director
Stephen H. Belgrad Director, Executive
Daniel Mahoney Executive
Cory Martin Director, Executive
Thomas M. Mc Lain Executive
Suren J. Rana Director
Aidan J. Riordan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2200 Ross Ave, 31 St Floor
Dallas, TX, 75201