Form D · Other Investment Fund

Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund

Boston, MA · CIK 0001405796

Offering snapshot reported Jun 26, 2020 · SEC filing

Reported sold
$46.5M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 2, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$173M$346MJul 22, 2013: $39,701,862.00Jul 22, 2013Jul 31, 2014: $39,701,862.00Jul 31, 2015: $51,702,422.00Jul 28, 2016: $46,202,422.00Jul 28, 2016: $46,202,422.00Jul 31, 2017: $46,202,422.00Jul 31, 2017: $46,202,422.00Jul 31, 2017: $46,202,422.00Aug 2, 2018: $46,452,422.00Jul 2, 2019: $346,452,422.00Jun 26, 2020: $46,452,422.00Jun 26, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$346,452,422 → $46,452,422

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 26, 2020Amendment$46,452,422-$300,000,000vs Jul 2, 20195SEC filing
Jul 2, 2019Amendment$346,452,422$306,750,560vs Jul 22, 20135SEC filing
Aug 2, 2018Amendment$46,452,422$250,000vs Jul 31, 20175SEC filing
Jul 31, 2017Amendment$46,202,422$0vs Jul 28, 20165SEC filing
Jul 31, 2017Amendment$46,202,422$0vs Jul 28, 20165SEC filing
Jul 31, 2017Amendment$46,202,422$0vs Jul 28, 20165SEC filing
Jul 28, 2016Amendment$46,202,422-$5,500,000vs Jul 31, 20155SEC filing
Jul 28, 2016Amendment$46,202,422-$5,500,000vs Jul 31, 20155SEC filing
Jul 31, 2015Amendment$51,702,422$12,000,560vs Jul 31, 20146SEC filing
Jul 31, 2014Amendment$39,701,862$0vs Jul 22, 20136SEC filing
Jul 22, 2013Initial$39,701,862No comparison6SEC filing
Feb 8, 2013Amendment$25,173,025-$14,527,517vs Dec 11, 20125SEC filing
Dec 11, 2012Amendment$39,700,542$0vs Nov 6, 20126SEC filing
Nov 6, 2012Amendment$39,700,542$5,500,000vs May 17, 20126SEC filing
May 17, 2012Amendment$34,200,542$10,963,937vs Dec 9, 20115SEC filing
Dec 9, 2011Amendment$23,236,605$1,735,000vs Dec 6, 20104SEC filing
Dec 6, 2010Amendment$21,501,605$0vs Dec 11, 20094SEC filing
Dec 11, 2009Amendment$21,501,605No comparison4SEC filing
Jul 5, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-199995

Source: Form D, filed Jun 26, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BARROW HANLEY MEWHINNEY & STRAUSS DIVERSIFIED LARGE CAP VALUE FUND

Investment adviser: BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC

Gross asset value
$19.2M
Beneficial owners
2
ADV minimum commitment
$3M

Reported in Form ADV on Feb 25, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHEAST RETIREMENT SERVICES WOBURN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSE COOPERS LLP BOSTON, Massachusetts, United States
Custodian BANK OF NY MELLON NEW YORK, New York, United States Related to adviser: No
Marketer PERPETUAL US SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICE WATERHOUSE COOPERS LLP
PCAOB 238

Filing source

Form ADV 1609305 · Feb 25, 2022 · Schedule D 7.B.(1), fund 805-7992037421

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen H. Belgrad Director, Executive
Brian Dillon Executive
Neal Garvey Executive
Linda T. Gibson Director
Joan R. Gulinello Executive
Mary J. Kirby Director
Karen F. Kupferberg Director
Daniel Mahoney Executive
Vincent Manning Executive
Eric L. Marhoun Director
Thomas M. Mc Clain Executive
Robert D. Mc Dorman, Jr. Director
Thomas M. Mc Lain Executive
Kathy Nicholl Executive
N/A Old Mutual Asset Management Trust Co Promoter
Robert Patterson Director
Ruth E. Paul Executive
Suren S. Rana Director
Peter L. Rollins Director
Stephen T. Scott Director
David H. Smith Director
Virginia M. Turner Executive
Thomas M. Turpin Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Clarendon Street 53 Rd Floor
Boston, MA, 02116