Form D · Other Investment Fund

BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND

Boston, MA · CIK 0001405388

Offering snapshot reported Jun 26, 2020 · SEC filing

Reported sold
$303M
Indefinite offering
Investors reported
31
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$171M$343MJul 22, 2013: $216,372,788.00Jul 22, 2013Jul 31, 2015: $342,596,904.00Jul 28, 2016: $266,900,018.00Jul 28, 2016: $266,900,018.00Jul 28, 2016: $266,900,018.00Jul 31, 2017: $274,213,821.00Jul 31, 2017: $274,213,821.00Aug 2, 2018: $267,713,821.00Jul 2, 2019: $298,530,287.00Jun 26, 2020: $302,521,942.00Jun 26, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$298,530,287 → $302,521,942
  • Reported investors33 → 31

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 26, 2020Amendment$302,521,942$3,991,655vs Jul 2, 201931SEC filing
Jul 2, 2019Amendment$298,530,287$82,157,499vs Jul 22, 201333SEC filing
Aug 2, 2018Amendment$267,713,821-$6,500,000vs Jul 31, 201733SEC filing
Jul 31, 2017Amendment$274,213,821$7,313,803vs Jul 28, 201635SEC filing
Jul 31, 2017Amendment$274,213,821$7,313,803vs Jul 28, 201635SEC filing
Jul 28, 2016Amendment$266,900,018-$75,696,886vs Jul 31, 201536SEC filing
Jul 28, 2016Amendment$266,900,018-$75,696,886vs Jul 31, 201536SEC filing
Jul 28, 2016Amendment$266,900,018-$75,696,886vs Jul 31, 201536SEC filing
Jul 31, 2015Amendment$342,596,904$126,224,116vs Jul 22, 201337SEC filing
Jul 22, 2013Initial$216,372,788No comparison38SEC filing
Feb 8, 2013Amendment$111,123,639-$91,640,149vs Dec 11, 201232SEC filing
Dec 11, 2012Amendment$202,763,788$6,135,000vs Apr 27, 201233SEC filing
Apr 27, 2012Amendment$196,628,788$17,885,000vs Dec 9, 201134SEC filing
Dec 9, 2011Amendment$178,743,788$13,755,000vs Jun 21, 201131SEC filing
Jun 21, 2011Amendment$164,988,788$18,382,805vs Dec 6, 201024SEC filing
Dec 6, 2010Amendment$146,605,983$36,043,871vs Dec 11, 200922SEC filing
Dec 11, 2009Amendment$110,562,112No comparison17SEC filing
Jun 28, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-199994

Source: Form D, filed Jun 26, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BARROW HANLEY MEWHINNEY & STRAUSS CORE FIXED INCOME FUND

Investment adviser: BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC

Gross asset value
$49M
Beneficial owners
13
ADV minimum commitment
$3M

Reported in Form ADV on Feb 25, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHEAST RETIREMENT SERVICES WOBURN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian BANK OF NY MELLON NEW YORK, New York, United States Related to adviser: No
Marketer PERPETUAL US SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 1609305 · Feb 25, 2022 · Schedule D 7.B.(1), fund 805-2539722766

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen H. Belgrad Director, Executive
Brian Dillon Executive
Linda T. Gibson Director
Joan R. Gulinello Executive
Mary J. Kirby Director
Karen F. Kupferberg Director
Daniel Mahoney Director, Executive
Vincent Manning Executive
Eric L. Marhoun Director
Thomas M. Mc Clain Executive
Robert D. Mc Dorman, Jr. Director
Thomas M. Mc Lain Executive
Kathy Nicholl Executive
N/A Old Mutual Asset Management Trust Company Promoter
Robert Patterson Director
Ruth E. Paul Executive
Suren S. Rana Director
Peter L. Rollins Director
Stephen T. Scott Director
David H. Smith Director
Virginia M. Turner Executive
Thomas M. Turpin Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Brightsphere Fund Management Company 200 Clarendon Street, 53 Rd Floor
Boston, MA, 02116